A
little more than 70 years ago a Russian revolutionary whose career was
marked by both clarity and confusion, a characteristic of all social
warriors, dedicated his life to the realization of the teachings of
the Communist Manifesto. By 1938, ninety years after the first
edition of the Manifesto, this revolutionary believed a
reassessment of the main ideas contained in this historic document
essential.
Leon Trotsky1,
exiled by the country that had launched the world’s first socialist
revolution, in which he had been one of the outstanding leaders,
attempted to highlight those concepts he believed still held relevance
in the middle of the 20th century. At the same time he
proposed corrections and additions to the original document in keeping
with the changes that had taken place around the world, nine decades
after publication.
At the beginning of the 21st century, more than 50 years
after Trotsky’s study, it is both pertinent and necessary to analyse
that reassessment. This is not for mere philological curiosity, but
rather to reopen the debate on the validity of the Manifesto
regarding the transformation of capitalist development under current
circumstances, not forgetting that prevalent attitudes towards
socialism after the collapse of the Soviet model are very different to
when that model was at least superficially stable2.
Future researchers of current times will most certainly be interested
in attitudes towards the Manifesto at the beginning of a new
century in which communist ideology has lost much of its attraction
after the fall of the Berlin wall.
It will always be both a political and cultural duty to pay respect to
the validity of Marxism and to commemorate important events in
socialist thinking and praxis, as occurred in 1998 on the 150th
anniversary of the Manifesto3
or in 2003 on the 120th anniversary of the death of
Marx. These occasions reaffirm the belief that the struggle to change
the predominant economic and social reality should never cease.
First to clarify an ethical and professional moot point. 24 years
after the first edition of the text the authors themselves recognised
that “some points should be re-examined”4
and that “this programme has aged in some places”5,
although they maintained that “nevertheless, the Manifesto is
a historical document we no longer have the right to modify”.6
The natural respect they felt for the fundamental ideas born of their
fruitful early years7
persuaded them to preserve the original text and merely add new
prefaces as a means of rectification and renovation.
Such an attitude should form a basic premise for later analysis of the
document, although this doesn’t negate critical reflections arising
from the transformations in modern society.8
This also applies to later texts such as Capital, written by
the same two authors, themselves fervent critics.9
Trotsky expounded that “revolutionary thought has nothing in common
with idolatry. The programmes and predictions are tested against
actual experience, which is the supreme tool of human reason. The Manifesto
also requires corrections and additions”10.
In Trotsky’s opinion, these corrections should be formulated using
the methodology that provided the basis for the original text.
Although Trotsky does not specify precisely to which methodology he
refers, it is logical to presume that this was no abstract dialectic
that would solve all doubts with a wave of a magic wand. Rather, the
methodology was what the Russian leader referred to, when stating that
the first “idea contained in the Manifesto maintains all its
vigour to this day”11
as “the materialistic conception of history, discovered by Marx a
little earlier and applied with consummate mastery in the Manifesto”,12
which in his opinion “has perfectly resisted the verification of
events and the blows of hostile criticism”13.
Of course, such a claim was and remains controversial in that it is
not a simple matter to determine with acceptable certainty which are
the key components of such a materialist conception of history or of
the possible core14
of Marxist theory.
Some of Trotsky’s other opinions often hyperbolise the
epistemological value of Marx and Engel’s ideas. He states for
example: “all other interpretations of the historical process have
lost all scientific significance”15.
This denial of the value of other contributions to the study of
historical development is not in keeping with the founding
spirit of the authors of the Manifesto, characterized by the
frank dialectic engagement advised by Marx, Engels and even Lenin,
with the objective content of many products of bourgeois thought. One
must not forget that the document in question is a manifesto which,
owing to the normal characteristics associated with this sort of text,
can be considered as a kind of call to action with grandiose phrases
through which the authors explain the basic ideas, objectives and
aspirations of the relevant programme. This type of convocation is
usually formed in simple terms to enable its easy understanding by the
broadest sectors of society. It is not designed for an intellectual
elite who would naturally demand more profound reasoning and deeper
theoretical foundations.
“If a manifesto is by definition schematic and purposeful”16
- as Francisco Fernández Buey claims in the prologue to the Spanish
edition of the classic text published to commemorate its 150th
anniversary – analysis of such a text need not conform to the rigors
of critical brevity, although this remains a worthy goal.
The authors of the Manifesto used only 23 pages in the original
German edition to express the basic characteristics of historical
evolution, with particular reference to capitalist society, and the
Communist programme that would avoid the resultant social alienation.
Trotsky used a mere 11 pages in the Spanish version of his analysis of
the original text that was published in 1938 in honour of the Manifesto’s
90th anniversary under the title “The programme of
transition for the socialist revolution”.
Neither the original authors nor the critic attempted to write a
treaty on the subject. Rather they outlined the fundamental theses of
revolutionary transformation based upon serious and analytical
examination of social development. This examination was contained in
other texts and was merely touched upon in the Manifesto and
required future and further amplification.
In its just over 150 years of existence countless detailed studies
have been written in many languages on such a quantitatively small
work as the Manifesto. There are many reasons why the dangerous
ideas contained in this brief text have caused and continue to provoke
unease amongst the kings of capitalism. For this reason we must also
consider the literature produced by the Manifesto’s fiercest
critics bent on erasing the text from the canons of world literature.
Marx and Engels accepted the responsibility of writing the Manifesto
above all out of political conviction. Herein lies a great deal of
its fundamental value, to which we must add its scientific and
intellectual richness..
Any analysis of the Manifesto always adopts a political stance
before the text, although some academics superficially claim
otherwise. Trotsky was not so coy about the strong political beliefs
that motivated his analysis of the document. Therefore, every one of
his 12 conclusions on the relevant ideas contained in the Manifesto
90 years after its conception, as well as the eight additions and
corrections he made, were motivated by his desire to carry forward the
revolutionary project towards socialism which he, together with Marx
and Engels, saw as a historical world project. His analysis was
simultaneously a criticism of what he saw as a break from the founding
socialist movement that led to the October Revolution.
In his second conclusion, supporting himself with the thesis that
“the history of every society that has existed until today is the
history of the class struggle”, he considers pure revisionism any
actions of conciliation or collaboration between classes. He accuses
those “disgraceful acolytes of the Communist International (the
Stalinists)” of following the same path as the so-called Popular
Front. In Trotsky’s opinion this group “arises utterly from the
denial of the laws of the class war; when it is precisely the
imperialist age that puts social contradictions under the most extreme
tension, thereby giving the Communist Manifesto its ultimate
victory”17.
On this point it seems that Trotsky completely ignores Part IV of the
same Manifesto that offers advice to the communists when
dealing with different opposition parties, and not simply those in
existence in Marx and Engels’ time. The Manifesto declares
that “the communists work everywhere for union and agreement between
democratic parties in all countries.”18
Such necessary alliances should be formed under specific circumstances
which favour gains for the proletariat. This was put into practice by
Lenin whom Trotsky, despite initial disagreements, greatly admired.
For Trotsky, “Lenin’s school was one of revolutionary realism”19.
Lenin’s acceptance of Trotsky into the Bolshevik ranks in the
immediate run up to the launch of the socialist revolution in Russia
is clear proof of the validity of this policy.
Therefore, opposition to the essential alliance between democratic
forces and communists against fascism in the 1930s demonstrated that
such extreme leftists views as those held by Trotsky on the role of
the class struggle were not only foolishly romantic but also
endangered the future of the first socialist revolution the world had
ever seen.
Trotsky’s third observation is accurate in a general sense. Here he
claims that although the anatomy of capitalism was thoroughly examined
in Capital (1887): “in the Communist Manifesto the
principal lines of future analysis are already outlined”20.
Amongst other advanced ideas he highlights the process of
“concentration of wealth amongst an ever smaller number of owners in
one pole and the numerical growth of the proletariat in the other; the
preparation of the material and political conditions necessary for a
socialist regime.”21
It is precisely through the huge profits made through this
international economic disorder that enables the capitalist
intelligentsia to “unconsciously” bribe the working and under
classes and thus create escape valves to prevent social explosions
that could lead to revolutions.
These protection mechanisms engendered by capitalism for its own
survival were not completely apparent in their full magnitude at the
time the Manifesto was written. Although by the time Trotsky
was writing his analysis these techniques were more universally
applied, they were still not accorded sufficient importance by the
Russian revolutionary.
This is the only way in which we may understand his fourth conclusion
on the theory of pauperisation, in which he considers the formation of
a working class aristocracy as a transient tendency rather than an
established phenomenon. Experience has demonstrated that capitalism
seeks to permanently reproduce the mechanisms of division amongst the
populace including the creation of a working class aristocracy or the
favouring of the employed with privileges not available to the under
and unemployed. This can be seen both in underdeveloped and developed
countries, although a certain degree of homogenisation can be observed
due to the increase in destitution the world over.22
Defending the validity of the growing pauperisation of the working
class and other intermediate classes as expressed in the Manifesto ,
Trotsky minimizes the importance of the resources invested by
capitalism to ensure its own survival, even when such investment
entails certain “sacrifices” and a relative reduction in the
profits taken by large and medium-sized businesses. Trotsky also pays
scant attention to the numerous methods of ideological manipulation
whose aim is to convince the proletariat and the middle classes that
they live in the best possible of worlds.
This underestimation of capitalist self-protection mechanisms led
Trotsky to hyperbolise the possibility of the triumph of the socialist
revolution on a global scale. This mistake, combined with an
exaggerated faith in the prestige and influence of the IV
International (which for Trotsky was the sole bastion of Marxist
thought at that time), led him to proclaim that when the Communist
Manifesto reached its centenary the International would have
become the decisive revolutionary force on the planet. This claim is
interesting in that it demonstrates the exiled Russian leader’s
conviction in his interpretation of Marxist thought as well as the
excessive optimism that characterizes many revolutionaries.
Trotsky’s fifth point was that “reality has been seen to support
Marx”, in terms of the increase in commercial and industrial crises
suffered by capitalism. This constant instability challenged the
revisionists who believed that the existence of trusts could lead to
market control and eliminate economic boom and bust.
We could add that reality not only supports Marx and Engels, but also
Lenin,23
Trotsky, Fidel Castro24
and innumerable other social scientists regardless of their
ideological position25
in their belief that capitalism is unimaginable with out crisis. This
is true of commercial and industrial as well as financial crises as
capitalism enters its monopolization phase with the accompanying
uncontrolled levels of financial speculation that have defined
contemporary development.
History clearly demonstrates that if capitalism were able to eradicate
crises, it would be forced to invent new ones because they are central
to its reproduction and growth. If we adhere to the celebrated phrase:
“all that is solid melts into air” then ever more reason to think
that the flimsy trans-national financial structures will some day
disappear.
The sixth thesis from the Manifesto that Trotsky examines is
that which holds: “the executive power of the modern State is
nothing more than a committee protecting the common affairs of the
entire bourgeoisie”.26
In this aspect Trotsky believed that “democracy created by the
bourgeoisie is not, as Bernstein and Kautsky thought, an empty sack
than can be calmly filled by any type of class content. Bourgeois
democracy will only ever be at the service of the bourgeoisie”.27
The truth of this statement does not justify Trotsky however in his
fresh assault against the Popular Front governments that were coming
into being in the 1930’s as a means of fighting the rising fascist
tide.
Whilst being certain that a powerful bourgeoisie will never permit the
implementation of democratic formulas that would jeopardize the
survival of its class hegemony, this does not necessarily mean that
the working class and other popular sectors can not have significant
social and economic successes that will benefit the revolutionary
process in the long run if they are adequately defended and gradually
perfected.
The rash belief that the fight for democracy must be under the banner
“all or nothing”, ignores the fact that although bourgeois society
perfected and refined democracy as a means of class domination through
which to shore up capitalist society, since time immemorial democracy
in its very essence has been an achievement of all human kind. This
will remain so provided the bourgeois expression of democracy is
dialectically overcome. This will be through the creation of a
superior democracy that assimilates some of the achievements of the
earlier form but does not seek to discard everything in an act of pure
nihilism. In such cases ultra-left wing attitudes, despite their good
intentions, can lead to results far distant from the original
objectives.
Nevertheless, Trotsky sought to revalidate, in his eighth conclusion
the fact that: “the communists openly declare that their goals can
only be achieved through the overthrow by force of all existing social
conditions”.28
This statement, so controversial when studied in the light of the
different experiences of socialist struggle in the 20th
century, clearly shows that those revolutionary processes that have
been victorious, including through electoral victory, have had to
defend themselves with popular support and force against the
machinations of reactionary elements.
In a radical statement, opposing any expression of reformism, Trotsky
maintained that “the proletariat cannot win power within the legal
framework established by the bourgeoisie”.29
This statement, accepted as an unalterable Marxist principle,
justified Trotsky’s irreconcilable attitude before any benefits
offered by bourgeois democracy. Such an attitude misinterprets Marx
and Engel’s thesis which accepted the possibility of the working
class using parliamentary mechanisms in their struggle.
When the Manifesto speaks of the essential nature of force,
this is usually interpreted as revolutionary violence. In reality, it
does not exclusively and absolutely presuppose the launching of an
armed insurrection. This had certainly been the predominant experience
at that time from the Paris Commune to the storming of the Winter
Palace in the October Revolution of 1917 in which Trotsky had played a
decisive role as commander of the Revolutionary Military Committee. We
must also consider his active participation in the Petrograd soviet
during the failed revolution of 1905.
The 70 years after Trotsky’s death have witnessed new experiences in
the fight for socialism. In the Eastern European countries occupied by
the Red Army after the Second World War revolutionary transformation
was guided from the Soviet Union and used parliamentary methods.
Electoral struggle also led to the success of the Popular Unity party
in Chile, although it was to later fall because of its failure to
adequately prepare against a latent fascist threat.
The failure of these attempts in no way rules out the possibility of
constructing socialism by utilizing any and all opportunities offered
by political struggle.
Another issue is the defence of the successes won in revolutionary
processes - regardless of how these were achieved - through force and
armed defence.
The fact that up to the present day none of those countries that have
attempted to build socialism through electoral processes have
succeeded does not constitute irrefutable proof of the future
impossibility of such struggles.
If the communists of the 20th century had been demoralized
by the defeat of the Paris Commune, none of the social victories from
the October Revolution until the present day would have been possible.
These triumphs have often forced governments highly critical of
socialism in capitalist countries, particularly in the most developed
of these, to adopt measures favourable to the working class.
In his ninth conclusion Trotsky stated that “the proletariat
organised as a dominant class” that would constitute a dictatorship
in his opinion, made up “the only true proletarian democracy”.30
He suggested that “the more states that take the path of socialist
revolution, the freer and more flexible will be the forms assumed by
the dictatorship, and more open and advanced will be the resultant
working class democracy”.31
evidently, Trotsky’s thesis was historically conditioned by the
existence of just one country such as the USSR in the process of
constructing socialism. According to a Trotskyist interpretation of
the necessity of the global and permanent revolution the Soviet Union
was condemned to failure if socialist revolution was not successful in
the rest of the world, or at least in the main developed countries as
Marx and Engels had originally claimed in their futuristic vision of
history.32
Addressing the theories contained within the Manifesto on the
international development of capitalism, Trotsky, in his tenth
conclusion, held that “this has predetermined the international
character of the proletarian revolution”33
and therefore, in his opinion, “has completely and decisively
acquired a global spirit”.34
He accused the Stalinist bureaucracy of attempting to erase this
fundamental question from the Manifesto in what he considered a
Bonapartist bastardisation of the text that starkly proved the
impossibility of socialism in only one country.
It seems that Trotsky was closer in his analysis of the Manifesto to
the original theses of Marx and Engels than Stalin and the leaders of
the Soviet Union of the day. Historical analysis should not be swayed
however by bare hermeneutics of the objective content of the text that
stubborn theorists, as Lenin suggested, will insist on making.
This is not a study of the path taken by the Soviet Union after the
death of its founder and the rise of Stalin. That is a topic for
future investigation. Here we are merely evaluating whether
Trotsky’s interpretation of the Manifesto was accurate and
whether he had considered the transformations that occurred within
capitalism in the imperialist age.35
The acceleration of unequal development led Lenin to envisage the
revolutionary socialist project in terms of renovation and directly
counterpoised to the fatalistic predictions of Kautsky and the
acolytes of the II International. In this struggle Lenin was able to
involve even Trotsky himself.
A further issue for pure speculation is to reflect on what would have
occurred within 20th century socialism if Stalin, rather
than Trotsky, had been the leader deported from the Soviet Union. But
such feats of historical juggling lend nothing to our present
analysis.
Neither is it a question of justifying Stalinist methods. Rather a
simple process of evaluating what were the options for the first
socialist experiment in the circumstances of the day: to consolidate
and develop even at the risk of disobeying the exact letter of the
text whilst still identifying with the essential spirit; or to
disqualify such attempts for their variance with the exact words of
Marx and Engels back in the mid 19th century. This fails to
consider what would have been the attitude of the original authors had
they witnessed an event of the magnitude of the Soviet Revolution in a
country that no one had considered the birthplace of the first
movements towards a socialist society in the 20th century.
This is not mere academic speculation. We must learn from historical
experience. Marx had not predicted the Paris Commune and, although he
may not have agreed with some of its methods, he gave it his
unconditional support.
After the collapse of the socialist camp many theorists, including
some on the left wing, saw this as confirmation of Marx and Engels’
theory of revolution on a global scale. Some even suggested that
history had proved Trotsky right on the question of the impossibility
of building socialism in just one country.
On the basis of these opinions some even foretold the end of the Cuban
Revolution after the fall of the Berlin wall. These critics ignored
not only the specificity of the Cuban historical process but also the
existence of other countries around the world with socialist
tendencies. It is true that the world has changed radically 150 years
after the publication of the Manifesto36
and yet Lenin’s thesis on the winners and losers in society
remains wholly valid. Retreat from the difficult task of fighting for
socialism of their own free will is not the best option for the people
or their revolutionary leaders without first attempting some of the
experiments, with their necessary risks, that the new epoch offers.
Fortunately, international solidarity with the Cuban revolutionary
process tends to support current realities. There will be time for
re-evaluation of ideas that far from contradicting themselves,
rather confirm a materialistic vision of history.
In general the anti-socialist literature criticizes the excessive
interventionism of the state in this new type of society, ignoring the
fact that one of the supreme goals of communism is to eradicate the
State altogether. Trotsky addressed this same issue in his 11th
conclusion on the Manifesto in which he concurred with the
theory that erasing class distinctions and concentrating production in
the hands of the entire nation, would result in political power losing
its political character. This reasoning led him to declare that once
the state was abolished society would be freed from its political
straight jacket and “this would mean socialism. As an inverse
theorem, the monstrous growth of state coercion in the USSR is clear
proof that the society is distancing itself from socialism.”.37
This attitude is paradoxical if we consider that in adverse conditions
of isolation and hostility on the part of the capitalist countries it
is logical for a country to strengthen its state apparatus rather than
weaken it. The belief is once again confirmed that to implement ideas
that are utopian, at least under current circumstances, can be totally
counterproductive and bring about the worst possible scenario.
In open criticism of the anarchic-unionism and forms of “pure
unionism”, Trotsky reaffirmed in his seventh thesis that “all
class struggle is a political struggle”,38
basing his opinions on the experiences of the union movement up to
that time in Spain and the United States. Over 50 years later the
experiences of many other countries could be added, including the
former two which confirm the indissoluble nexus between the two types
of struggle.
The twelfth point which Trotsky selected from the Manifesto for
analysis was the emancipation of working class participation. This has
been polemically debated in recent times, even amongst leftist
thinkers39
addressing the claim that “workers have no country”. In accordance
with his internationalist vision of socialism Trotsky blamed the II
International for violating this principal which he saw as leading to
the devastation of Europe during the First World War. On the cusp of
the Second World War, Trotsky extended the accusation of treason to
the III International for betraying the appropriate posture before
what he called the ‘capitalist nation’.
From a current perspective it is much easier to assess this
conflictive issue when we consider the extraordinarily positive effect
that the creation of socialist patriotism had amongst the ranks of the
Red Army facing the Nazi invader. This patriotism did not contradict
the countless acts of solidarity and internationalism on the part of
the Soviet people over the seven decades of its existence. In this
same way patriotism has been crucial in the defence of the socialist
projects in Cuba and Vietnam against the capitalist internationalism
used by North American governments as an excuse for intervention
across the globe.
In neither of these examples of people threatened by the United States
did the patriotism that was cultivated and actively encouraged by the
revolutionary leaderships of these two countries affect the genuine
sentiment of socialist internationalism that both have given to the
world.
This leads us to conclude that Trotsky’s selection of the twelve
ideas from the Manifesto that he beheld as relevant and durable
90 years after original publication must be examined in the light of
meticulous analysis of his deep belief in the validity of Marxism and
the socialist cause he maintained until the day he died. In this same
light must the eight corrections and additions he formulated in 1938
also be studied.
The first of these was based on the thesis that no social system will
disappear until it has exhausted all its creative potential. Despite
the criticism the authors aimed at capitalism for its retardation of
the productive forces and the creation of relative backwardness, this
system nevertheless continued to expand up until the First World War.
Trotsky believed that Marx and Engels expected capitalism to expire
well before it underwent a transformation from a relatively
reactionary regime to a totally reactionary regime. This metamorphosis
has only reached its conclusion in our age which has been marked
by war, revolution and fascism”.40
The revolutionary impatience so typical of Trotsky’s beliefs
regarding the coming of a global revolution led him to hypothesise
that: “where the organization of the economy on socialist principles
were possible in the second half of the 19th century,
growth rates would undoubtedly have been immeasurably greater”.41
Despite the revolutionary pretensions of the Russian leader,
historical analysis cannot be conducted on the basis of supposition,
but only on the basis of fact. In this respect the positivist
methodology has at least some core of validity.
Trotsky’s second correction, attributes “an overestimation of the
revolutionary maturity of the proletariat” to Marx and Engels,
together with the allegation that they underestimated capitalism’s
future potential. This has been the error of many representatives of
Marxist thought throughout history.
At times, those analysts who have formulated excessively optimistic
theories on capitalism’s potential for recovery and perfection have
been accused, at best, of being revisionists and at worse as agents of
imperialism, with the obvious consequences of such accusations.
The end result of this failing was that the revolutionary movement has
oftentimes been excessively convinced of the ultimate triumph of
socialism and communism in the short term resulting in insufficient
preparation for a long struggle against a society with such potential
to lure fragile consciences.
The third shortcoming that Trotsky pointed to was that “for the Manifesto,
capitalism was the king of free competition. Even when referring
to the growing concentration of capital the Manifesto did not
reach the necessary conclusion concerning the monopolies that have
emerged as the dominant form of capitalism in our age and the most
important precondition to a socialist economy”.42
Trotsky recognizes that in Capital, Marx examined the tendency
towards the transformation of free trade into monopoly and Lenin went
on to scientifically characterize monopoly capitalism in his study of
imperialism. Such criticism is just and is explained not simply by an
appreciation of the fledgling knowledge the young authors had of
capitalism, but also because capitalism’s tendencies towards the
formation of monopolies in the first half of the 19th
century (the reference point for Marx and Engels) had not begun in
earnest.
“Based on the example of the ‘industrial revolution’ in England
(Trotsky states in the forth error he perceives in the document) they
described an excessively unilateral dissolution of intermediate
classes through the large scale proletarianization of the artisans,
small businessmen and peasants”.43
Trotsky rather claims that “in reality the elemental forces of
competition are far from having completed this both progressive and
barbaric task”,44
aside from the fact that “concurrently capitalist development has
greatly accelerated the development of legions of technicians,
administrators, employees, in short, the so-called “new middle
class”.45
A consideration of the question in the present day leads to agreement
with the Russian leader in terms of the permanent reproduction of such
intermediate classes, particularly the petit bourgeoisie, as
highlighted by Lenin. Nevertheless, even when we accept that the idea
of the capitalist process of social polarization is unilaterally
presented in the Manifesto, we must not ignore the fact that
such a tendency can be seen in contemporary capitalism, and the
proletarianization of the middles classes is an unquestionable fact
(more so in the developing countries of course) even when in
quantitative terms these classes are seen to burgeon.
Marx and Engels themselves made certain amendments in the preface to
the 1872 edition to the ten measures recommended for the proletariat
to achieve political domination, but these were considered antiquated
only 25 years later, especially the point drawn from the experience of
the Commune stating that the proletariat could not simply take over
the existing state apparatus and use it for their own benefit. Trotsky
used this very self-rectification to attack social democratic
reformism and the so-called “minimal programme”.
With current appreciation of the development of social democracy,
especially where this has assumed government and has functioned as a
means of patching up capitalism rather than seeking the establishment
of a socialist society based on Marxist ideas,46
we can confirm that Trotsky’s criticism of the social democratic
distortion of Marx and Engels’ own amendments in no way implied that
such corrections should be disregarded all together, as the reformist
interpretations advocated.
According to Trotsky, “there can be no revolutionary programme today
without soviets and workers’ control. Therefore, the ten amendments
to the Manifesto, that seemed ‘archaic’ in an era of
parliamentarian passivity, have recovered their true significance”.47
Of course, when the Russian leader formulated these ideas he was
greatly influenced by the positive experience in his country up to
that point in the formation of the councils, or soviets, to implement
socialist transformations. This opinion is no longer tenable, although
it remains certain that no revolutionary programme will be possible
without workers’ control, regardless of the different forms this may
take between countries.
When a balance is drawn between the successes and failures of the
socialist transformations implemented in the 20th century, attention
must be paid to the attitude towards such measures proposed in the
fundamental text of the communist project, whose ultimate aspiration
after all was an effective conclusion to modernity.
The sixth error that Trotsky observes in the Manifesto was the
mistaken prediction that the long-awaited bourgeois revolution in
Germany would be the immediate precursor to the proletarian
revolution.
“The error of this prediction – Trotsky maintained – was not
simply temporal. The revolution of 1848 revealed, after only a few
months, that even in the most advanced conditions no bourgeois class
is capable of carrying a revolution to its conclusion. The high and
middle bourgeoisie are too firmly tied to the landowners and too
afraid of the masses; the petit bourgeoisies is too divided and too
reliant on their superiors for direction”.48
Trotsky concluded therefore that no purely bourgeois revolution could
take place in Europe or anywhere else in the world.
He went on to infer that “complete elimination of the feudal remains
from society will only occur where the proletariat, freed from the
influence of the bourgeois parties, places itself at the head of the
peasantry and established its revolutionary dictatorship. Under these
circumstances the bourgeois revolution becomes intertwined with the
first stage of the socialist revolution to later dissolve itself
within this. The national revolution in this way becomes one step
towards the world revolution. The transformation of the economic base
and of all other relations acquires a permanent (uninterrupted)
character”.49
Such beliefs led him to recommend that “the revolutionary parties of
the backward countries in Asia, Latin America and Africa must clearly
understand the organic connection between democratic revolution and
the dictatorship of the proletariat, and therefore with the
international socialist revolution. This is a question of life or
death”.50
We must not ignore that at the time of writing Trotsky was living in
Mexico and was well up to date on the historical development of Latin
American countries, as testified by the selection of books from these
countries carefully preserved in the library in his house in Coyoacán
as well as several studies he dedicated specifically to the
revolutionary possibilities in the region.
Nowadays, it is very easy to rule out a Trotskyist interpretation of
the permanent revolution simply because it has never occurred. But if
we get to grips with the rational seeds of such a theory we will at
least conclude with the critical assessment of the Manifesto in
that “no bourgeois class is capable of carrying a revolution to its
conclusion”. It has been socialist revolutions such as the Chinese,
Russian and Cuban that have taken on the full responsibility of
shaking off the pre-capitalist bonds in their respective countries
precisely because these revolutions took place in such underdeveloped
areas.
If the course of history had been different and the Manifesto’s
prediction that the bourgeois revolution in Germany would be the
precursor to a proletarian revolution, this would not invalidate
Trotsky’s belief that the sweeping away of the last vestiges of
feudalism in the so-called Third World would remain the task of
socialist and not bourgeois revolutions.
The bourgeoisie in underdeveloped capitalist countries have no great
interest in the consummation of modernity, benefiting as they do from
relations of servitude, even slavery, from intolerance,
authoritarianism, clericalism, ignorance, violation of human rights,
etc. First World countries have an even greater incentive to postpone
modernity, although they preach otherwise whilst building ever greater
walls against immigration so that the barbarity they themselves have
created and perpetuated does not leak in and contaminate their
‘civilization’.
But a Marxist such as Trotsky – regardless of the debate amongst
those who have stripped him of his Marxist credentials considering
themselves the sole and unique authorities on ‘official’ Marxism
– was greatly interested in the consummation of the successes made
by bourgeois society in its struggle against feudalism in
underdeveloped countries. Trotsky stated that “although it describes
how capitalism drags its holocaust over the backward and barbaric
countries, the Manifesto makes no reference to the struggle of
the colonial and semi-colonial countries for their independence (…)
the question of a revolutionary strategy for the colonial and
semi-colonial countries is not addressed anywhere in the Manifesto”.51
He goes on to say that “praise for the development of a
revolutionary strategy for the oppressed nations goes directly to
Lenin”.52
Trotsky seems to understand that such a shortcoming in the Manifesto
was due to the authors conviction that the colonial problem would
be automatically resolved upon the launching of the revolution in the
principal civilized countries. Adhering more to the spirit than the
letter of the document, however, he could not ignore such an important
issue upon which the destiny of socialism in the 20th
century came to rest when it became obvious that the revolution would
not begin in any of the more advanced capitalist countries as
predicted in the Manifesto.
Trotsky’s creative and positive attitude towards the possible
shortcomings of the Manifesto, added to his great appreciation
for the document, allowed him to address broader themes such as the
fight against racial discrimination in his own era.
Adhering to the ideas contained in the original text which states:
“communists everywhere uphold revolutionary movements against the
established social and political order” he supported the coloured
races’ struggle against their imperialist oppressors and demanded
complete, unconditional and unlimited support from the white
proletariat against racism. Not forgetting of course that Trotsky was
of Jewish origin and in his frequent periods in exile, both before and
after the revolution, he had suffered personally from acts of
discrimination.
We could also add a whole range of problems from our contemporary
world that remain unconsidered in the Manifesto such as sexual
equality, generational tensions, manipulations of culture and
conscience, ecological devastation, the consequences of the
accelerated scientific and technical development, especially in
communications, etc. None of these, or the many other contemporary
topics were within the scope of the original text but have been
addressed more recently by the social sciences including those of
Marxist tendencies.53
This is the task facing those who agree with the objectives of the
authors of the Manifesto and seek to find solutions to
the world’s new problems and the old problems that have been
ignored. As Wolfgang Haug suggests, Marx has undoubtedly contributed
in an extraordinary way to the fundamental understanding of the
general development of the historical process, but despite this it is
unthinkable to align oneself to Marxist thought without accepting the
central role of criticism.54At
the same time it is interesting to note the premonitory ideas
contained in the Manifesto that point to new forms of
post-capitalist development such as globalisation. Some authors claim
that this phenomenon was already outlined as a tendency in the
historical text.55
Finally, in his eighth observation Trotsky accurately points out that
the most dated part of the Manifesto is logically that which
refers to the criticism of socialist literature in the first half of
the 19th century and assesses the attitudes of the
communists to the opposition parties of the day that gradually
disappeared over time.
Nevertheless, Trotsky believes that this final and supposedly most
dated part of the Manifesto is more resonant with his own
rather than with the previous revolutionary generation. In the age of
the blossoming of the II International in which Marxist ideas truly
took root, the ideas of the utopians and reformists of the first half
of the 19th century were considered definitively overcome.
But in Trotsky’s opinion “things are very different today. The
decomposition of social democracy and the Communist International
engenders ever greater and more monstrous ideological errors. It seems
that senile thought has become infantile”.56
For this reason Trotsky recommends that the Manifesto be
amplified to include the documents from the first congresses of the
Communist International, the basic literature of Bolshevism and the
decisions taken in the conferences of the IV International.
Such an attitude is to be expected from a warrior such as Trotsky,
convinced of the accuracy of his attitudes on socialism. He defended
Marxism and the ideas of communism to the very day of his
assassination in 1940, even when these led him into open hostility,
for theoretical and practical differences, with the leaders of the
first socialist State in history.
Today things are very different to when the Manifesto celebrated
its 90th anniversary. But above agreeing or disagreeing
with Trotsky on the outmodedness of this section of the document above
others, the most important thing is to rescue the value of the ideas
therein.
For example, is Marx and Engels’ criticism of the speculative German
socialist thought and its self-defeating attitude to French socialist
and communist literature not still valid? This thought occupied “in
place of the interests of the proletariat, the interests of human
essence, of men in general, of humans belonging to no class nor
reality that exists anywhere other than the cloudy sky of
philosophical fantasy”.57
This analysis is of remarkable importance today when new and old
artificial philanthropic formulas that portray themselves as
predestined to emancipate humanity with the simple don of the most
beautiful words through which they also fruitlessly attempt to bury
Marxism.
Whilst in many universities around the world Marxism is presented as
an obsolete and outdated theory, a growing number of academics from
several countries, coordinated by the Institute of Critical Theory and
the Faculty of Philosophy of the Free University of Berlin under the
direction of Wolfgang and Frigga Haug, have been compiling a Critical
and historical dictionary of Marxism whose weighty first five
volumes have already been published to be followed by ten remaining
volumes of a total of one thousand pages that will be released up
until 2013.
Many and fertile are the ideas that may still be extracted from the
works of Marx, and particularly from the final part of the Manifesto.
But this is a task for future study. As is the examination of some
ideas that are no longer relevant today but held great importance at
the time of first publication.58
This study was an intellectual exercise aimed at appreciating the act
of validation of the principal ideas of the Communist Manifesto as
well as the highlighting of some of its defects by Leon Trotsky on the
90th anniversary of its appearance.
In the present analysis, six decades after Trotsky’s study and a
little more than 150 years after the publication of the historic text,
it is not easy to come to the same conclusions in all aspects,
especially concerning the contemporary validity of the original
theses,59
but concordance has still been reached with many of the ideas. Trotsky
drew a fundamental conclusion that seems to be reconfirmed after the
collapse of Soviet socialism, although Trotsky’s criticism was not
the only cause of this crisis.
After close examination of the respective leaderships of the I and II
Internationals, Trotsky conclude that: “the prolonged crisis in the
international revolution that leads ever more to a crisis in human
civilization, is reducible in its essence to a crisis in revolutionary
leadership”.60
The issue at hand is not to judge Trotsky’s claim that the only
solution to this crisis was to be found in the thesis and programme of
the IV International, this would merely open old wounds between
Trotskyists and Stalinists.
History in this sense did not favour Trotsky’s proposals, regardless
of the solidity of their fundamental logic. Nor did history preserve
Stalin’s theories and practices, regardless of how justified or
otherwise they were at a certain historical juncture.
What we aim towards is to learn from history and its analysts, not
simply to generate new academic interpretations, but to stimulate
revolutionary action in the fight for a more beneficial socialism.
150 years ago Marx and Engels wrote the Communist Manifesto. Ninety
years later Trotsky attempted an appraisal of this document
highlighting its merits and deficits just as other revolutionaries,
before and after him have also attempted. Is it not perhaps time to
use all these invaluable ideas to begin new documents for this age and
for the ages to come?61
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1
Leon Trotsky (Lev Davidovich Bronstein, 1879-1940), leader of the
Petrograd in the Russian Revolution of 1905 fought amongst the
Mensheviks against the Bolsheviks before finally joining Lenin with
whom he led the organization of the October Revolution in 1917. He
commanded the Red Army of the infant Soviet Union and was the
People’s Commissar (Minister) of Foreign Affairs. He was exiled
for his opposition to Josef Stalin on the issue of constructing
socialism in just one country and due to partisan activity in the
bosom of the Communist Party. In exile he created the IV
International under the banner of the continued fight for permanent
revolution that would lead to the triumph of socialism the world
over. He was assassinated in Mexico. He left an important and
polemic body of work at the very heart of Marxist political and
social thought.
2
“...socialism remains an ideal that must be pursued and a genuine
possibility in the real world (...)the Soviet model of the socialist
society has died, but this does not mean that other forms of
socialism, as yet untried, should be buried as well”. Roemer, John
E.: A Future for Socialism, Editorial Grijalbo, Barcelona, 1995, pg.
9.
3
“150 years is a long time for a text to retain validity. The
Communist Party Manifesto is one of the rare examples. It indicates
the beginning of a historical epoch and participates at the very
heart of it. It organizes the world from one point of view and
elaborates a ‘common sense’: but it also shows a way in which to
understand history and guides understanding of the possibilities to
come”. Gutiérrez, R.: “Reading the Manifesto 150 years on” in
Gracias, A. Prada, R, et al: The insomniac ghost – a reflection on
the present from the Communist Manifesto, Muela del Diablo editors,
La Paz, 1999, pg. 11
4
Marx, K. And Engels, F.: Preface to the 1872German edition of The
Communist Manifesto. Marx, c. and Engels, F: The Communist
Manifesto, El Viejo Topo, Barcelona, 1997, pg. 73.
7
“He (Marx) and Engels were still young at 29 and 27 respectively
and yet they understood the nature of their epoch much more than any
of their contemporaries and perhaps more than anyone since. Just 25
years after the first edition of the Manifesto the authors, were
able to display, as we also must, the limitations of the text for a
different era. Of course, they made it clear that the main
principles contained in the document could be maintained to a large
degree, whilst at the same time affirming that some details needed
adjusting due to different conditions, due to the advance in large
industry in the previous 25 years. They pointed to the important
progress made by the working class of the day, the important
experiences they had lived, not just in the February Revolution, but
across the Paris Commune, that put, as they said, political power in
the hands of the proletariat for two months for the first time,
leading them to say that such conditions made them think that the
programme had aged in some places”. Moncayo,
V. M.: The Communist Manifesto Today” in Marx Lives, Universidad
Nacional de Colombia, Bogota, 1999, pg. 21.
8
“ in the last 150 years, the objectively existent world and above
all the social reality and our knowledge of the universe in every
sense has undergone radical change. Is it not therefore natural that
antiquated ideas on these questions must change also? Is it not also
normal that Marxism, simply because of its age, must change as well,
rejecting theses that have lost their relevance and that are merely
part of history, and assimilating new ideas emerging from the new
milieu, from phenomena that did not exist when Marxism was born?
This is a natural and normal evolution in every scientific theory,
in every discipline of knowledge and it would be a true shame, from
the point of view of Marxism acting as a scientific theory (in this
fact is the ideology rooted), if the doctrine were to reject this
possibility of evolution. This would mean that its followers (the
“unmovable orthodox Marxists” live on) would condemn Marxism to
survive as a religion that may influence the emotions and behaviour
of individuals based on an inspiration of passion, but could never
aspire to join the ranks of the sciences”. Schaff, A.: Marxism at
the end of the century, Editorial Ariel, Barcelona, 1994, pg. 32.
9
“...it is possible to classify the different Marxisms into two
major groups: on the one hand into those who – like the dominant
Marxism (this text was written in 1984 P.G.) arise from an
artificial selection which petrifies or freezes only one of
Marxism’s forms or results, ignoring the unresolved and incomplete
project and discourse that Marx himself put forward. This is the
group that adopts certain Marxist texts as written in stone,
identical in all respects, robbed of all conflict, and on these
rocks they raise their theoretical and practical churches. On the
other hand there are those Marxists who arise from a selection that
respects the unfinished search for unification that binds the
diverse and spontaneous theories on identity that existed in Marx
himself. These Marxists accept the fundamental teachings of the
revolutionary project in as far as this, owing to its concrete
universality and originality, can be critically perfected with the
intention of harmonizing the discourse of the rebellious factions
against capitalist history, whilst nevertheless remaining quizzical
and contradictory (…) The Marxism that seems able to achieve
rebirth form its current crisis belongs to the heterodox
tradition”. Echeverría,
B.: A critical discourse of Marx, Ediciones Era, Mexico, 1996, pg.
15.
10
Trotsky, L.: The programme of transition for the socialist
revolution. 90 years on from the Communist Manifesto. Editorial
Fontamara, Barcelona, 1977, pg. 20.
14
“the scientific character of the explanation of the fundamental
laws that govern historical development, particularly that of
capitalist society. The clarification of the factors that influence
the production of the human conscience; the place of practice in the
theory of knowledge; the action of the objective laws that govern
eco-social factors, particularly the dialectic of the correlation
between the productive forces and the relations of production; the
appropriate weighting of the determination of economic elements in
their correlation with the divergent and dynamic action of social
conscience; the driving force of the class struggle which, through
social revolution , will lead to a society dedicated to the
elimination of class tensions; the mechanisms of alienation that are
reproduced in capitalist society with the basic objective of
prioritising surplus value above all else, all constitute some of
the principal components that could be considered the firm core of
Marxist theory, paying due attention to its universally recognised
significance and validity”. Guadarrama,
P.: Humanism, Marxism and postmodernity, Editorial de Ciencias
Sociales, La Habana, 1998, pgs. 249-250.
16
Fernández Buey, F.: “Reading the Communist Manifesto” in Marx,
K. and Engels F.: Communist Manifesto, El Viejo Topo, Barcelona,
1997, pg. 17.
17
Trotsky, L.: op. cit., pg. 16.
18
Marx, K. Engels, F.: op. cit., pg. 70.
19
Trotsky, L.: History of the Russian Revolution. The October
Revolution, Cenit, Madrid, 1932, vol. II, pg. 232.
20
Trotsky, L.: The programme... pgs. 16-17.
22
“...the rapid growth in unemployment brings gradual equality
between the developed countries and the Third World in terms of
poverty. Far from the promised propagation of prosperity we are
witnessing the globalisation of misery…” Forrester, V.: The
economic horror, FCE Mexico, 1997, pg. 115.
23
“the suppression of the crises by cartels is a fable invented by
bourgeois economists whose entire energies are spent on beautifying
capitalism. On the other hand, the monopoly created in various
branches of industry augments and aggravates the chaos
inherent in the capitalist system of production in its entirety”.
Lenin, V.: “Imperialism, the highest stage of capitalism” in
Selected Works, Foreign Languages, Moscow, 1960, pg. 743.
24
“The current capitalist situation is part of a more prolonged
historical evolution – comprising at least several decades – in
which complex processes have taken place that block capitalism’s
potential for growth in the medium and long terms. These processes
have led to profound and seemingly insurmountable inequalities and
the emergence of critical situations in decisive areas of economic
activity”. Castro, F.: The world economic and social crisis,
Publications Office of the Council of State, Havana, 1983, pg. 16.
More recently the Cuban leader has addressed the logical historical
limitations of the Manifesto in terms of analysis of the later
stages of capitalist development: “When Marx wrote the Communist
Manifesto in 1848 it seemed that practically the only limit to the
unquenchable spring of wealth that would make the existence of a
truly just and dignified human society possible was the exploitative
and cruel capitalist system born of the bourgeois Revolution. Not
even his genius was able to comprehend just what harm capitalism
would yet bring to humanity”. Castro, F.: Speech in Ciego de Ávila,
26 July 2002, Granma, year 38, no. 179, 27 July 2002, pg. 4.
25
Amongst these Noam Chomsky is notable for whom “ as for the new
world order, it looks remarkably like the old order, but with a new
disguise. New phenomena are produced, principally the increased
internationalisation of the economy with the resultant consequences,
including the intensification of the global class differences and
the extension of this system to the ex-soviet territories. But there
are no substantial changes, nor are “new paradigms” necessary to
understand what is happening. The basic rules of the world order
remain the same: the rule of law for the weak, the rule of force for
the strong, the principles of economic rationalisation for the weak,
the power and intervention of the state for the strong”, Chomsky,
N.: The new world order (and the old)” Critica, Barcelona, 1996,
pg. 344.
26
Trotsky, L.: The programme…, op. cit., pg. 17.
32
“ if it is indeed the case that from his youth Marx was opposed to
an interpretation of human development in its entirety from a priori
preconceptions of a universal philosophy of history, the following
year in the Communist Manifesto, he made certain claims that brought
him dangerously close to this universal philosophy he had earlier
criticised, above all when he refers to the direction of historical
development”. Kohan, N.: Marx in his (Third) world, Editorial
Biblos, Buenos Aires, 1998, pg. 230.
33
Trotsky, L.: op. cit., pg.19.
35
“Labriola, Korsch and Trotsky, the great theoretical commentators
on the Communist Manifesto gave impetus to a study such as the one
described (we refer to theoretical reflection on the historical
significance of the Manifesto and not simple clarifications of
terminology, etc. as David Riazanov had previously undertaken in his
Explanatory notes on the Communist Party Manifesto Ediciones de
Cultura Popular, Mexico, 1978) but fell far short because they
failed to perceive the radical problematic of the historical
development of capitalism, but rather sought to amend this or that
notion of it. At times they believe the Manifesto has erred and that
they themselves see everything more clearly because they live in a
new age. They fail to see that the issue of ages is exactly what
capitalism dominates (the ages belong to it) and it arranges and
composes them at will and specifically against us and against any
possible understanding of them we could hope to have. This means
that the observer should criticize his own epochal premises if he
wishes to reach a true historical understanding, rather than mere
criticism of the truths of other ages from the basis of his own
flawed historical interpretations…” Veraza Urtuzuástegui, J.:
Reading our time. Reading the Manifesto. 150 years after the
publication of the Communist Party Manifesto, Editorial Itaca,
Mexico.
36
“Because the Manifesto, in some ways, is a text that transcends
the historical era in which it was written, and in that sense it
retains great value for us. Nevertheless, the Communist Manifesto is
undoubtedly linked to the historical conditions under which it was
produced and for this reason it necessarily contains, as Marx and
Engels recognised, circumstantial aspects.” Trias Vejerano, J.:
Historical framework of the Manifesto. Theory of the proletarian
revolution”, Utopías, Nuestra Bandera, Madrid no. 175, vol. 1,
1998, pg. 70.
37
Trotsky, L.: op. cit., pg. 19.
39
“How can a revolutionary political discourse be reactivated in
such a situation? How can a new materialistic teleology gain
credence and someday fill an eventual manifesto? How can we build an
apparatus to unite the subject (the masses) with the object
(cosmopolitan liberation) within postmodernity? This of course
cannot be done, even supposing we wholly accept the arguments of the
immanence camp, simply following the instructions given by Marx and
Engels. In the cold light of postmodernity, what Marx and Engels saw
as the co-existence of the productive subject and the process of
liberation is completely unthinkable” Negri, T and Hardt, M.:
Empire Ediciones desde abajo, Bogotá, 2001, Pg. 100.
46
“...Marxism remains the theory that offers the most rational
foundations to socialism and contributes most to the raising of
awareness of the possibility of such socialism as well as the
necessary organization and action...” Sánchez
Vázquez, A.: The value of socialism, Itaca, México, 2000, pg. 88.
47
Trotsky, L.: op. cit. Pg. 23
53
“Finally, if we consider Marxism to be a science it is therefore
logical that its development should be continuous and that if it
should ever cease we could quite accurately say that the science was
in crisis. If its object of study is society and its changes – and
no one doubts that it has produced important changes in this
society, from Marx until the present day – it is also logical that
new instruments will be created to analyse new realities and
these will be based on the most recent scientific discoveries in all
disciplines of knowledge. This is precisely what has not been done
with sufficient profundity in the area of economics, which is the
key to understanding the changes in the modern world”. Harnecker,
M.: The left at the dawn of the 21st century, Editorial de Ciencias
Sociales, La Habana, 1999, pg. 281.
54
Haug, W. F.: Dreizehn Versuche marxistischen Denken zu ernuern, Karl
Dietz Verlag, Berlin, 2001, pg. 7
55
“The diagnostic outlined in the Manifesto on the ‘cosmopolitan
character’ acquired by the ‘world market’ 150 years ago does
not simply demonstrate the pre-existence of this phenomenon which
today, under the label globalisation, sells itself as an
end-of-the-millennium panacea and defender of all things new and
innovative, that was already inherent to the development of the
market itself, but what is more, through this assessment Marx
reminds us of the depth and relevance of his historical focus,
capable of foreseeing with remarkable accuracy more than 100 years
before time, current world tendencies in contemporary capitalism”.
Pernett, E.: 150 years of the Communist Party Manifesto in Utopías
150 years after the Communist Manifesto, Universidad de Antioquia,
Medellín, 1998, pg. 171.
57
Marx, K. and Engels, F.: Manifesto… pg. 61.
58
“Marx is a classical author. This means that while his work may
contain some theories that are no longer valid there are also those
that remain relevant. His contemporary validity lies in the fact
that he offered the most profound criticism ever written of
capitalism as a system based on exploitation, alienation and social
inequality”. Vargas
Lozano, G.: Beyond the collapse, Editorial Siglo XXI, México, 1994,
pg. 35.
59
“Marx is back. But he is back as a classic, not as an authority
that speaks directly from the world’s problems that surround us.
Marx as a classic has developed the foundations of a mode of
criticism that we must follow, if we want humanity to have a
future”. Hinkelammert, F.: “The market as a self-regulated
system and Marx’s critique” in Will Marxism survive?, Editorial
de la Universidad de Costa Rica, San José, 1991, pg. 75.
60
Trotsky, L.: The programme..., pg. 26.
61
“Empire is the Communist Manifesto of the 21st century,
Slajov Zizek has declared…” Acosta, F.: “Political theory of
the anti-imperialist revolution” Introduction to Toni Negri and
Michael Hardt’s book: Empire, Ediciones Desde Abajo, Bogotá,
2002, pg. 7
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